Materials provided by former KGB archivist Vasili Mitrokhin to CWIHP, following the publication of the Working Paper No. 40, "The KGB in Afghanistan." As with all Mitrokhin’s notes, his compilation on Soviet “active measures” in South and Southwest Asia is based on other smuggled-out notes and was prepared especially for CWIHP. Please read the Notes on Sources for information on the nature and limitations of these documents.

Information on KGB counter-intelligence surveillance of Soviet tourists vacationing in other socialist countries who had contact with foreigners. The document states that Western intelligence services organized “friendship meetings” through tourist firms to meet Soviet citizens, gauge their loyalty to the USSR, and obtain political, economic, and military intelligence. KGB counter-intelligence paid particular attention to Soviet citizens who were absent from their groups, took side trips to different cities or regions, made telephone calls to foreigners, or engaged in “ideologically harmful” conversations in the presence of foreigners. Mirokhin regrets that the KGB underestimated the strengths and methodology of Western intelligence services. He concludes that the KGB should have adopted some of the same methods, and targeted Western tourists visiting socialist countries.

Contains Vasili Rozanov’s brief personal observations of the first years of Lenin’s regime. Rozanov, Russian writer and philosopher, describes the creation of the early police agencies that emerged between 1917 and 1918. Among the first military and police institutions set up across Russian cities by Lenin’s Bolshevik government were the Military-Revolutionary Committee (Vojenno-revolutsyonnyj komitet, VRK) and the Union of People’s Commissioners (Sovet Narodnyh Komisarov, SNK). These agencies aimed to bring anti-Soviet newspapers and publications under government control. All bourgeois and Menshevik publications were to be shut down. On 20 December 1918, the SNK established a special commission entitled the All-Russian Extraordinary Commission (Vserossiyskaya chrezvychajnaya komissiya). The commission’s core function was to combat counterrevolution and sabotage. Mitrokhin quotes Rozanov as having written that every new recruit of the Extraordinary Commission had to “disavow one’s own will and be subordinate to duty alone.” Lenin’s policy was to achieve unconditional and unquestioning obedience so that no decision could be taken without directives from the Party.

According to Mitrokhin, Rozanov also indicates that in 1921 Lenin viewed freedom of speech as a political tool of bourgeois. In 1922, during the drafting of the Penal Code of the Russian Soviet Federative Socialist Republic, Lenin advised Kurskiy, RSFSR Justice Commissioner (Narkom justisyj), to impose the highest degree of punishment for involvement in propaganda and agitation. Lenin sought to avoid the mistakes of the Paris Commune, which, he believed, had closed down bourgeois newspapers too late.

Written by Rozanov in 1919, this personal account begins with a literary introduction that depicts the first years of Lenin’s regime as an “iron curtain descending upon Russian History.”

In this entry, Mitrokhin draws upon KGB files to describe Martin Ole Heinstadt-“Homyakov” (b.1947), a citizen of Norway, and a secretary/archivist at the Norwegian Embassy in Moscow. According to the entry, the Second Chief Directorate (SCD) of the KGB sent one of its operatives, Valerii Evgenevich Zverev, to a function at the Norwegian embassy in Moscow in May 1971. Zverev had been sent to the embassy in order to strengthen ties with SCD KGB operative “Pavlov.” As a cover, Zverev had adopted the identity of a foreign correspondent. The entry states that during the May 1971 gathering, Zverev met Homyakov with whom he was subsequently able to meet regularly. Homyakov began to give Zverev information about official embassy business, including details regarding Soviet citizens and embassy visitors

Mitrokhin’s summary of KGB documents indicates that in order to continue receiving information, the SCD KGB ensured that Homyakov and Zverev met in a secluded region, away from the eyes of foreign visitors. The SCD KGB sent operative Andrei Mikhailovich Agekyan, who acted as a mediator between Homyakov and Zverev. Agekyan presented himself as an attorney who was capable of resolving disagreements. The entry mentions that Agekyan was able to “rescue his friends from impending problems.”

KGB sources, as described by Mitrokhin, state that there was an agreement with Homyakov regarding the means of establishing contact with the SCD while he was in Norway. From May 4 to September 3, 1972 Homyakov was again in Moscow, where he worked as a guard at the Norwegian embassy. In relocating Homyakov to Moscow, the SCD KGB was able to continue to maintain its operations in the Norwegian embassy, and receive key documents from the Norwegian military attaché. Homyakov was later arrested by Norwegian authorities for espionage.

In this entry, Mitrokhin gives an account of KGB operative Peter Yots (codename “Ingo” or “Ezhov”), and his assignments within the FRG. The KGB file presents a brief biographical sketch of Yots who was born in 1937 in Berlin, and was trained as an electrical technician who specialized in deciphering coded radio transmissions and telegrams. Drawing upon KGB files, Mitrokhin asserts that Yots worked as an agent in the First Chief Directorate which sent him to West Germany in 1961 to fulfill the aims of operation “Glavnoiie.” The operation, according to the file, required Yots to monitor the movement of FRG forces and military equipment at the “Aizedlerhoff” railroad station. Yots was, nonetheless, soon relocated to Nuremberg where he took up a job as a lighting technician at a local theater. Between 1962 and 1964, Yots contributed to operation “Delta” from the island of Nidervert off the coast of Nuremberg. The KGB account relates that Yots was authorized by the First Chief Directorate to use necessary means to intercept telegraph messages and other communications, so as to inflict “maximum damage” upon the enemy.

In 1967, Yots was relocated to Munich, where he became employed as a lighting technician at a local television station. One of Yots’ Munich missions, codenamed “Zarevo,” involved carrying out the surveillance of the “Alley Café”—a bar owned by Adolf and Mariette Laimer which was frequented by Americans. The KGB entry mentions that Yots also monitored the U.S Consulate and all surrounding public venues which attracted American diplomats and personnel. Yots was relocated by the First Chief Directorate to Czechoslovakia on August 2, 1968 but returned to Munich in 1969.

Short biography of Vasilii Mitrokhin, which provides context for the materials in the Mitrokhin Archive collection.

This folder consists of a detailed operational plan for cooperation between the Czechoslovakian Ministry of Internal Affairs and the KGB for the years 1975-1978. Specific objectives include penetrating the military, political, and economic establishments of the United States, Britain, West Germany, France, and NATO, impeding the activities of the Czech Congress of National Development (KNR), collecting information on “Zionist intrigues,” gathering scientific/technical information on Western achievements in the fields of biological, chemical, and thermonuclear weapons, and using active measures to curtail the activities of Radio Free Europe and Radio Liberty in West Germany.